【一月】

1、英国政府发布了针对政府的生成式人工智能框架

Generative AI framework for HM Government

https://assets.publishing.service.gov.uk/media/65c3b5d628a4a00012d2ba5c/6.8558_CO_Generative_AI_Framework_Report_v7_WEB.pdf

2、世界卫生组织发布了针对大型多模态模型的人工智能伦理和治理指南

AI ethics and governance guidance for large multi-modal models:

https://www.who.int/news/item/18-01-2024-who-releases-ai-ethics-and-governance-guidance-for-large-multi-modal-models

3、NIST发布《对抗式机器学习:攻击和缓解的分类和术语》

Adversarial Machine Learning Taxonomy

https://csrc.nist.gov/pubs/ai/100/2/e2023/final

4、沙特数据与人工智能管理局发布了面向公众和政府机构的生成式人工智能指南

Generative AI Guidelines for the Public:

https://sdaia.gov.sa/en/SDAIA/about/Files/GenerativeAIPublicEN.pdf

Generative AI Guidelines for Government entities:

https://sdaia.gov.sa/en/SDAIA/about/Files/GenAIGuidelinesForGovernmentENCompressed.pdf

【二月】

5、东盟发布人工智能治理与伦理指南

Guide on AI Governance and Ethics:

https://asean.org/wp-content/uploads/2024/02/ASEAN-Guide-on-AI-Governance-and-Ethics_beautified_201223_v2.pdf

6、英国政府公布对人工智能监管白皮书咨询的正式回应,标志着其正朝着更灵活的人工智能监管方向迈进

UK signals step change for regulators to strengthen AI leadership:

https://www.gov.uk/government/news/uk-signals-step-change-for-regulators-to-strengthen-ai-leadership

7、日本成立人工智能安全研究所

AI Safety Institute:

https://www.eu-japan.eu/news/launch-ai-safety-institute

8、中国全国网络安全标准化技术委员会(TC260) 发布了关于生成式人工智能服务基本安全要求的技术文件,以支持监管合规和标准化

中文版:

https://www.tc260.org.cn/upload/2024-03-01/1709282398070082466.pdf

英文版:

https://cset.georgetown.edu/publication/china-safety-requirements-for-generative-ai-final/

【三月】

9、印度政府发布了针对公司的生成式人工智能建议

Generative AI Advisory:

https://regmedia.co.uk/2024/03/04/meity_ai_advisory_1_march.pdf

10、欧洲议会(European Parliament)批准了欧盟人工智能法案

https://www.europarl.europa.eu/news/en/press-room/20240308IPR19015/artificial-intelligence-act-meps-adopt-landmark-law

11、经合组织(OECD)发布了关于人工智能系统更新定义的说明备忘录

Explanatory memorandum on the updated OECD definition of an AI system:

https://www.oecd.org/en/publications/explanatory-memorandum-on-the-updated-oecd-definition-of-an-ai-system_623da898-en.html

12、联合国大会通过人工智能决议

AI resolution:

https://documents.un.org/doc/undoc/ltd/n24/065/92/pdf/n2406592.pdf

13、美国犹他州颁布SB 149法案,规范人工智能在各个领域的使用

SB 149:

https://www.manatt.com/insights/newsletters/health-highlights/utah-enacts-first-ai-law-a-potential-blueprint-f

14、美国管理和预算办公室 (Office of Management and Budget,OMB) 发布政府范围内的人工智能政策,要求联邦机构采取行动管理人工智能风险

Advancing Governance, Innovation, and Risk Management for Agency Use of Artificial Intelligence:

https://www.whitehouse.gov/wp-content/uploads/2024/03/M-24-10-Advancing-Governance-Innovation-and-Risk-Management-for-Agency-Use-of-Artificial-Intelligence.pdf

【四月】

15、九个美国联邦部门和机构发布关于在自动化系统中执行民权、公平竞争、消费者保护和机会平等法律情况的联合声明

Joint Statement on Enforcement of Civil Rights, Fair Competition, Consumer Protection, and Equal Opportunity Laws in Automated Systems:

https://www.eeoc.gov/joint-statement-enforcement-civil-rights-fair-competition-consumer-protection-and-equal-opportunity

16、欧盟-美国贸易和技术理事会(EU-US Trade and Technology Council)达成关于人工智能的联合声明

Joint Statement on AI:

https://ec.europa.eu/commission/presscorner/detail/en/statement_24_1828

【五月】

17、OECD 更新了人工智能原则

AI Principles:

https://www.oecd.org/en/about/news/press-releases/2024/05/oecd-updates-ai-principles-to-stay-abreast-of-rapid-technological-developments.html

18、人工智能首尔峰会发布《首尔宣言》

Seoul Declaration for Safe, Innovative and Inclusive AI:

https://aiseoulsummit.kr/press/?uid=41&mod=document

19、英国科学、创新与技术部(DSIT)发布了关于先进人工智能安全性的中期国际科学报告(International Scientific Report)

这是2023年11月布莱切利人工智能安全峰会后合作努力的成果,旨在形成对人工智能安全的共同国际理解,并识别和评估减轻人工智能风险的技术方法。

International Scientific Report on the Safety of Advanced AI:

https://www.gov.uk/government/publications/international-scientific-report-on-the-safety-of-advanced-ai

20、科罗拉多州颁布了SB 205法案,规定了高风险人工智能的使用

SB 205:

https://leg.colorado.gov/bills/sb24-205

21、欧盟理事会(Council of the European Union)批准了欧盟人工智能法案

https://www.consilium.europa.eu/en/press/press-releases/2024/05/21/artificial-intelligence-ai-act-council-gives-final-green-light-to-the-first-worldwide-rules-on-ai/

22、美国国家标准与技术研究院(NIST)启动了人工智能风险与影响评估项目,旨在帮助帮助提高对人工智能能力和影响的理解

Assessing Risks and Impacts of AI:

https://www.nist.gov/news-events/news/2024/05/nist-launches-aria-new-program-advance-sociotechnical-testing-and

23、由新加坡信息、通信及媒体发展管理局(Infocomm Media Development Authority, IMDA)资助的人工智能验证基金会(AI Verify Foundation)发布了生成式人工智能模型 AI 治理框架

Model AI Governance Framework for Generative AI:

https://aiverifyfoundation.sg/wp-content/uploads/2024/05/Model-AI-Governance-Framework-for-Generative-AI-May-2024-1-1.pdf

24、欧盟委员会(European Commission)成立了人工智能办公室

AI Office:

https://ec.europa.eu/commission/presscorner/detail/en/ip_24_2982

【六月】

25、欧洲数据保护监督机构(EDPS)发布了关于生成式人工智能的指南

Guidelines on generative AI:

https://www.edps.europa.eu/data-protection/our-work/publications/guidelines/2024-06-03-first-edps-orientations-euis-using-generative-ai_en

26、法国数据保护机构CNIL发布关于人工智能开发的建议

Recommendations on AI development:

https://www.cnil.fr/en/ai-cnil-publishes-its-first-recommendations-development-artificial-intelligence-systems

27、俄罗斯通过了第 512628-8 号法案,加强了人工智能责任制度

Bill No. 512628-8:

https://ai.gov.ru/mediacenter/gosduma-prinyala-vo-ii-chtenii-zakonoproekt-o-strakhovanii-riskov-ot-primeneniya-tekhnologiy-ii/

【七月】

28、中国工业和信息化部等四部门发布《国家人工智能产业综合标准化体系建设指南》(2024版),计划到2026年制定人工智能国家标准和行业标准50项以上

https://www.gov.cn/zhengce/zhengceku/202407/content_6960720.htm

29、北约发布更新后的人工智能战略

https://www.nato.int/cps/pl/natohq/news_227234.htm

30、英国国王在演讲中介绍了人工智能立法计划

The King"s Speech 2024:

https://www.gov.uk/government/speeches/the-kings-speech-2024

31、非洲联盟发布大陆人工智能战略

Continental AI Strategy:

https://au.int/sites/default/files/documents/44004-doc-EN-_Continental_AI_Strategy_July_2024.pdf

32、新西兰政府发布了人工智能监管的高级别方法

High level approach to AI regulation:

https://www.mbie.govt.nz/dmsdocument/28913-approach-to-work-on-artificial-intelligence-proactiverelease-pdf

33、阿联酋发布《人工智能发展与使用章程》

Charter for the Development and Use of AI:

https://www.govx.digital/hubfs/The%20UAE%20Charter%20for%20the%20Development%20and%20Use%20of%20Artificial%20Intelligence.pdf

34、经合组织(OECD)就人工智能风险阈值发起公众咨询

Consultation on AI risk thresholds:

https://oecd.ai/en/site/ai-futures/discussions/risk-thresholds-consultation

35、韩国个人信息保护委员会(PIPC)发布关于人工智能和公共数据处理的标准

Standard on AI and public data processing:

https://www.pipc.go.kr/np/cop/bbs/selectBoardArticle.do?bbsId=BS074&mCode=C020010000&nttId=10362#LINK

36、NIST 发布《生成式人工智能简介》和《生成式人工智能安全软件开发实践》,以支持实施 NIST 人工智能风险管理框架

Generative AI Profile:

https://www.nist.gov/publications/artificial-intelligence-risk-management-framework-generative-artificial-intelligence

Secure Software Development Practices for Generative AI:

https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-218A.pdf

【八月】

37、欧盟人工智能法案生效

https://commission.europa.eu/news/ai-act-enters-force-2024-08-01_en

38、伊利诺伊州颁布 HB 3773,规定了人工智能在就业中的使用

HB 3773:

https://www.ilga.gov/legislation/BillStatus.asp?DocNum=3773&GAID=17&DocTypeID=HB&SessionID=112&GA=103

https://www.thompsonhine.com/insights/illinois-enacts-state-laws-regulating-ai-use-in-employment/

39、拉丁美洲和加勒比地区 17 个国家签署卡塔赫纳宣言,承诺负责任的人工智能

Cartagena Declaration:

https://www.minciencia.gob.cl/noticias/subsecretaria-gainza-en-cumbre-de-ia-en-colombia-la-gobernanza-no-es-solo-regulacion-y-marcos-legales-sino-que-principalmente-tiene-que-ver-con-perspectivas-y-principios/

40、澳大利亚通过《2024 年刑法典修正案(深度伪造性材料)法案》,将制作未经同意的露骨性深度伪造材料定为刑事犯罪

Criminal Code Amendment (Deepfake Sexual Material) Bill 2024:

https://parlinfo.aph.gov.au/parlInfo/download/legislation/bills/r7205_aspassed/toc_pdf/24071b01.pdf;fileType=application%2Fpdf

【九月】

41、阿联酋发布国际人工智能政策立场

International Stance on AI policy:

https://uaelegislation.gov.ae/en/policy/details/uae-s-international-stance-on-artificial-intelligence-policy

42、澳大利亚政府发布《自愿人工智能安全标准》,概述了10条人工智能防护措施

Voluntary AI Safety Standard:

https://www.industry.gov.au/publications/voluntary-ai-safety-standard

43、澳大利亚政府启动针对高风险环境中人工智能强制性保护措施提案的咨询

Mandatory guardrails for AI in high-risk settings:

https://consult.industry.gov.au/ai-mandatory-guardrails

44、欧洲委员会(The Council of Europe)关于人工智能及人权、民主和法治的框架公约开始签署

The Framework Convention on Artificial Intelligence:

https://www.coe.int/en/web/artificial-intelligence/the-framework-convention-on-artificial-intelligence

45、欧盟人工智能委员会首次会议举行

https://digital-strategy.ec.europa.eu/en/news/artificial-intelligence-board-kicks-work-uptake-ai-eu-and-implementation-ai-act

46、英国、美国和加拿大核监管机构概述了核行业人工智能部署的原则

https://www.nrc.gov/docs/ML2424/ML24241A252.pdf

47、沙特数据与人工智能局发布了深度伪造指南

Deepfake Guidelines:

https://sdaia.gov.sa/en/SDAIA/about/Files/GenerativeAIPublicEN.pdf

48、中国全国网络安全标准化技术委员会(TC260)发布《人工智能安全治理框架》1.0

中文版:

https://www.tc260.org.cn/upload/2024-09-09/1725849142029046390.pdf

英文版:

https://www.tc260.org.cn/upload/2024-09-09/1725849192841090989.pdf

49、G20 数字经济部长关于人工智能促进包容性可持续发展和减少不平等的声明

G20 Digital Economy Ministerial Declaration on AI for inclusive sustainable development and inequality reduction:

https://www.gov.uk/government/publications/g20-ministerial-declaration-maceio-13-september-2024/g20-ministerial-declaration-13-september-2024#artificial-intelligence-for-inclusive-sustainable-development-and-inequality-reduction

50、马来西亚政府发布人工智能治理与伦理国家指南

National Guidelines on AI Governance and Ethics:

https://mastic.mosti.gov.my/publication/the-national-guidelines-on-ai-governance-ethics/

51、日本人工智能安全研究所发布了《人工智能安全的红队方法论》《人工智能安全的评估视角》两份指导文件

Red Teaming Methodology on AI Safety:

https://aisi.go.jp/assets/pdf/ai_safety_RT_v1.00_en.pdf

Evaluation Perspectives on AI Safety:

https://aisi.go.jp/assets/pdf/ai_safety_eval_v1.01_en.pdf

52、超过100家公司签署了欧盟人工智能公约(EU AI Pact)

该公约支持行业自愿承诺在人工智能法案生效之前开始实施该法案的原则,并增强欧盟人工智能办公室与所有相关利益相关者之间的互动,包括行业、民间社会和学术界。

https://ec.europa.eu/commission/presscorner/detail/en/ip_24_4864

53、韩国通过法律将色情深度伪造列为犯罪

https://edition.cnn.com/2024/09/26/asia/south-korea-deepfake-bill-passed-intl-hnk/index.html

54、荷兰数据保护局启动关于被禁止的人工智能系统(操纵性和剥削性人工智能)的公众咨询

Public consultation on prohibited AI systems (manipulative and exploitative AI):

https://www.autoriteitpersoonsgegevens.nl/en/documents/call-for-input-on-manipulative-and-exploitative-ai-systems

55、加州州长批准一系列新的州人工智能法律

过往梳理:美国加州州长签署19部与AI相关的法案

【十月】

56、美国管理和预算办公室 (Office of Management and Budget,OMB)发布了一份关于政府负责任采购人工智能的备忘录

Memorandum on responsible procurement of AI in government:

https://www.whitehouse.gov/wp-content/uploads/2024/10/M-24-18-AI-Acquisition-Memorandum.pdf

57、拉丁美洲和加勒比地区人工智能伦理部长会议通过蒙特维多宣言

Montevideo Declaration:

https://www.gub.uy/agencia-gobierno-electronico-sociedad-informacion-conocimiento/sites/agencia-gobierno-electronico-sociedad-informacion-conocimiento/files/documentos/noticias/EN%20-%20Montevideo%20Declaration%20approved.pdf

58、新加坡网络安全局发布了《人工智能系统安全指南》

Guidelines on Securing AI Systems:

https://www.csa.gov.sg/Tips-Resource/publications/2024/guidelines-on-securing-ai

59、欧盟委员会就建立独立专家科学小组征求意见

https://digital-strategy.ec.europa.eu/en/consultations/commission-seeks-feedback-draft-implementing-act-establish-scientific-panel-under-ai-act

60、新加坡通过了《选举(在线广告的完整性)(修正)法案》,该法案限制了在选举中使用深度伪造技术

https://www.parliament.gov.sg/docs/default-source/bills-introduced/elections-(integrity-of-online-advertising)-(amendment)-bill-29-2024.pdf?sfvrsn=2a3f5708_1

61、白宫发布适用于联邦机构的《国家安全人工智能备忘录》和相关的《国家安全人工智能治理和风险管理框架》

National Security Memorandum on AI:

https://www.whitehouse.gov/briefing-room/statements-releases/2024/10/24/fact-sheet-biden-harris-administration-outlines-coordinated-approach-to-harness-power-of-ai-for-u-s-national-security/

Framework for AI Governance and Risk Management in National Security:

https://ai.gov/wp-content/uploads/2024/10/NSM-Framework-to-Advance-AI-Governance-and-Risk-Management-in-National-Security.pdf

62、17个国家数据保护机构针对数据抓取和隐私保护签署联合声明

https://www.priv.gc.ca/en/opc-news/speeches-and-statements/2024/js-dc_20241028/

63、美国正式实施第 14105 号行政命令,以限制对某些先进中国人工智能系统的投资

https://home.treasury.gov/news/press-releases/jy2690

64、泰国政府发布生成式人工智能治理指南

Generative AI Governance Guidelines:

https://opengovasia.com/2024/10/31/thailand-guidelines-for-responsible-generative-ai-use/

65、荷兰数据保护局启动关于禁止的人工智能系统(情感识别)的公众咨询

https://www.autoriteitpersoonsgegevens.nl/en/documents/call-for-input-on-prohibition-on-ai-systems-for-emotion-recognition-in-the-areas-of-workplace-or-education-institutions

【十一月】

66、英国政府发布人工智能管理要点工具,供咨询和使用

AI Management Essentials tool:

https://www.gov.uk/government/consultations/ai-management-essentials-tool

67、加拿大成立人工智能安全研究院

AI Safety Institute:

https://www.canada.ca/en/innovation-science-economic-development/news/2024/11/canada-launches-canadian-artificial-intelligence-safety-institute.html

68、欧盟委员会(European Commission)就《人工智能法》禁止条款和人工智能系统定义启动针对利益相关者的咨询

https://digital-strategy.ec.europa.eu/en/news/commission-launches-consultation-ai-act-prohibitions-and-ai-system-definition

69、欧洲议会(European Parliament)成立关于欧盟人工智能法案实施的工作组

Working Group on EU AI Act implementation:

https://www.europarl.europa.eu/committees/en/working-group-on-the-implementation-and-/product-details/20241113CDT13823

70、欧盟委员会发布的通用人工智能实践守则初稿

First draft of the General Purpose AI Code of Practice:

https://digital-strategy.ec.europa.eu/en/library/first-draft-general-purpose-ai-code-practice-published-written-independent-experts

71、G20里约热内卢领导人重申对可信赖人工智能的承诺

G20 Rio de Janeiro Leaders’Declaration:

https://www.gov.br/planalto/pt-br/media/18-11-2024-declaracao-de-lideres-g20.pdf

72、美国和英国人工智能安全机构发布了对 Anthropic 的 Claude 3.5 Sonnet 模型的安全评估结果

https://www.aisi.gov.uk/work/pre-deployment-evaluation-of-anthropics-upgraded-claude-3-5-sonnet

73、国际人工智能安全研究所网络正式启动

International Network of AI Safety Institutes:

https://www.nist.gov/system/files/documents/2024/11/20/Mission%20Statement%20-%20International%20Network%20of%20AISIs.pdf

74、韩国建立人工智能安全研究院

http://koreabizwire.com/s-koreas-ai-safety-institute-officially-launches/298895

【十二月】

75、新加坡金融管理局发布了人工智能模型风险管理审查和最佳实践

AI Model Risk Management:

https://www.mas.gov.sg/publications/monographs-or-information-paper/2024/artificial-intelligence-model-risk-management

76、欧盟更新后的产品责任指令生效,该指令扩大了产品的定义,包括人工智能(以及更广泛的软件)

https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32024L2853&qid=1733926338920

77、巴西参议院投票批准AI 法案(Bill 2338/2023),接下来待众议院批准

https://www.lexology.com/library/detail.aspx?g=177c9cd7-b6ca-44df-94ee-7bb57616878b

78、中国工信部成立人工智能标准化技术委员会

http://www.cww.net.cn/article?id=596284

79、澳大利亚政府发布AI 安全标准第二版并征求意见

V2 of Voluntary AI Safety Standard:

https://consult.industry.gov.au/voluntary-ai-safety-standard-v2-consultations-expression-of-interest

80、美国两党众议院人工智能工作组发布报告

Bipartisan House Task Force:

https://www.speaker.gov/wp-content/uploads/2024/12/AI-Task-Force-Report-FINAL.pdf

81、英国启动人工智能和版权咨询,并提出新的文本和数据挖掘许可提案

https://www.gov.uk/government/consultations/copyright-and-artificial-intelligence/copyright-and-artificial-intelligence

82、欧洲数据保护委员会 (EDPB) 发布关于人工智能模型和个人数据的意见

https://www.edpb.europa.eu/our-work-tools/our-documents/opinion-board-art-64/opinion-282024-certain-data-protection-aspects_en

83、欧盟委员会(European Commission)发布通用人工智能实践守则第二版

Second draft of the General Purpose AI Code of Practice:

https://digital-strategy.ec.europa.eu/en/library/second-draft-general-purpose-ai-code-practice-published-written-independent-experts

84、美国和英国人工智能安全机构发布了关于 OpenAI 的 o1 模型的安全评估结果

https://www.nist.gov/news-events/news/2024/12/pre-deployment-evaluation-openais-o1-model

85、荷兰数据保护局启动关于禁止的人工智能系统(社会评分)的公众咨询

Public consultation on prohibited AI systems (social scoring):

https://www.autoriteitpersoonsgegevens.nl/en/documents/call-for-input-ai-systems-for-social-scoring

最后感谢Oliver Patel梳理,本文在此基础上编译、校正、删改、补充。

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